Christopher Edmonds-Waters - May 3, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Human Resources Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters
Stock symbol
SIVB
Transactions as of
May 3, 2022
Transactions value $
-$18,967
Form type
4
Date filed
5/5/2022, 07:34 PM
Previous filing
May 4, 2022
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +78 +3.33% 2.42K May 3, 2022 Direct F1
transaction SIVB Common Stock Tax liability -$19K -37 -1.53% $512.62 2.38K May 3, 2022 Direct F2
holding SIVB Common Stock 3.01K May 3, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -78 -21.55% $0.00 284 May 3, 2022 Common Stock 78 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 Vests 17 share(s) on 05-Nov-2021, 78 share(s) on 03-May-2022, 95 share(s) on 03-May-2023, 95 share(s) on 03-May-2024, 94 share(s) on 03-May-2025.