Christopher Edmonds-Waters - 03 May 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Human Resources Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters
Issuer symbol
N/A
Transactions as of
03 May 2022
Net transactions value
-$18,967
Form type
4
Filing time
05 May 2022, 19:34:33 UTC
Previous filing
04 May 2022
Next filing
31 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +78 +3.3% 2,419 03 May 2022 Direct F1
transaction SIVB Common Stock Tax liability $18,967 -37 -1.5% $512.62 2,382 03 May 2022 Direct F2
holding SIVB Common Stock 3,005 03 May 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -78 -22% $0.000000 284 03 May 2022 Common Stock 78 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 Vests 17 share(s) on 05-Nov-2021, 78 share(s) on 03-May-2022, 95 share(s) on 03-May-2023, 95 share(s) on 03-May-2024, 94 share(s) on 03-May-2025.