Martin Robert Kay - 03 Jan 2023 Form 4 Insider Report for Netcapital Inc. (NCPL)

Reporting relationship: CEO, Director
Issuer ticker: NCPL
Reported as of: 03 Jan 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Jan 2023, 15:15:57 UTC
Prior SEC filing: 07 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Martin Kay

Key filing fact

Martin Robert Kay filed Form 4 for Netcapital Inc. (NCPL) on 05 Jan 2023.

Key facts

This page summarizes Martin Robert Kay's Form 4 filing for Netcapital Inc. (NCPL).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 05 Jan 2023, 15:15.

Change

Previous filing in this sequence was filed on 07 Jun 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NCPL transaction Derivative

Option (right to buy)

Award

Transaction value: $0
Shares: +1,000,000
Change %
Price: $0.000000
Shares after: 1,000,000
Date: 03 Jan 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000,000
Exercise price: $1.43
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The options were issued pursuant to the Issuer's 2023 Omnibus Equity Incentive Plan (the "Plan") subject to the approval of the Plan by the Company's stockholders and vest and become exercisable in forty-eight (48) equal monthly installments commencing on January 3, 2023 and will become fully vested on January 3, 2027, subject to the Reporting Peron's continued service with the Issuer.