Key facts
- This page summarizes Amy Djou's Form 4 filing for First Foundation Inc. (FFWM).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 28 Feb 2023, 16:05.
Amy Djou - 28 Feb 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- FFWM
- Reported as of
- 28 Feb 2023
- Net transaction value
- -$48,061
- SEC form
- 4
- Accepted by SEC
- 28 Feb 2023, 16:05:48 UTC
- Prior SEC filing
- 01 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Newton attorney in fact for Amy Djou
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Amy Djou filed Form 4 for First Foundation Inc. (FFWM) on 28 Feb 2023.
Change
- Previous filing in this sequence was filed on 01 Dec 2022.
- Current net transaction value: -$48,061.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FFWM
transaction
Common Stock
Sale
- Transaction value
- $48,061
- Shares
- -3,172
- Change %
- -100%
- Price
- $15.15
- Shares after
- 0
- Date
- 28 Feb 2023
- Ownership
- Held by Spouse
FFWM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 333
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FFWM
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 667
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 667
- Exercise price
- Footnotes
- F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
RSU with Executives Vesting vesting schedule
Footnote F2
No exercise price for this type of award
Footnote F3
No exercisable date for this type of award
Footnote F4
Vesting dates: 11/29/2022, 11/29/2023, 11/29/2024
Footnote F5
No expiration date for this type of award