Amy Djou - 29 Nov 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Signature
/s/ Paul Newton attorney in fact for Amy Djou
Issuer symbol
FFWM
Transactions as of
29 Nov 2022
Net transactions value
$0
Form type
4
Filing time
01 Dec 2022, 14:12:36 UTC
Previous filing
28 Nov 2022
Next filing
28 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $4,562 +333 $13.70 333 29 Nov 2022 Direct F1
holding FFWM Common Stock 3,172 29 Nov 2022 Held by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Award $0 +1,000 $0.000000 1,000 29 Nov 2022 Common Stock 1,000 Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Options Exercise $4,562 -333 -33% $13.70 667 29 Nov 2022 Common Stock 333 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates: 11/29/2022, 11/29/2023, 11/29/2024
F5 No expiration date for this type of award