Amy Djou - Nov 29, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Financial Officer
Signature
/s/ Paul Newton attorney in fact for Amy Djou
Stock symbol
FFWM
Transactions as of
Nov 29, 2022
Transactions value $
$0
Form type
4
Date filed
12/1/2022, 02:12 PM
Previous filing
Nov 28, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $4.56K +333 $13.70 333 Nov 29, 2022 Direct F1
holding FFWM Common Stock 3.17K Nov 29, 2022 Held by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Award $0 +1K $0.00 1K Nov 29, 2022 Common Stock 1K Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Options Exercise -$4.56K -333 -33.3% $13.70 667 Nov 29, 2022 Common Stock 333 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates: 11/29/2022, 11/29/2023, 11/29/2024
F5 No expiration date for this type of award