Jefferson Gramm - 29 Jul 2022 Form 4 Insider Report for Rubicon Technology, Inc. (RBCN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Aug 2022, 16:30:56 UTC
Prior SEC filing
28 Jan 2022
Next SEC filing
23 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Timothy Brog, Attorney in Fact

Key filing fact

Jefferson Gramm filed Form 4 for Rubicon Technology, Inc. (RBCN) on 01 Aug 2022.

Key facts

  • This page summarizes Jefferson Gramm's Form 4 filing for Rubicon Technology, Inc. (RBCN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Aug 2022, 16:30.

Change

  • Previous filing in this sequence was filed on 28 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RBCN transaction

Common Stock

Award

Transaction value
$0
Shares
+1,010
Change %
+23%
Price
$0.000000
Shares after
5,454
Date
29 Jul 2022
Ownership
Direct
RBCN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
258,256
Date
29 Jul 2022
Ownership
See footnote
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Consists of securities directly held by Bandera Master Fund L.P. ("Bandera Master Fund"). Bandera Master Fund has delegated to Bandera Partners LLC ("Bandera Partners"), its investment manager, the sole and exclusive authority to vote and dispose of the securities held by Bandera Master Fund. Mr. Gramm, solely by virtue of his position as a Managing Partner, Managing Director and Portfolio Manager of Bandera Partners, may be deemed to beneficially own the securities held by Bandera Master Fund. Mr. Gramm expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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