Michael W. Altschaefl - 10 Nov 2022 Form 4/A - Amendment Insider Report for ORION ENERGY SYSTEMS, INC. (OESX)

Reporting relationship: Director
Issuer ticker: OESX
Reported as of: 10 Nov 2022
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 26 May 2023, 16:32:19 UTC
Original report date: 14 Dec 2022
Prior SEC filing: 24 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl

Key filing fact

Michael W. Altschaefl filed Form 4/A - Amendment for ORION ENERGY SYSTEMS, INC. (OESX) on 26 May 2023.

Key facts

This page summarizes Michael W. Altschaefl's Form 4/A - Amendment filing for ORION ENERGY SYSTEMS, INC. (OESX).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 26 May 2023, 16:32.

Change

Previous filing in this sequence was filed on 24 Jun 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OESX transaction

Common Stock

Award

Transaction value: $0
Shares: +35,952
Change %: +3.3%
Price: $0.000000
Shares after: 1,121,108
Date: 10 Nov 2022
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OESX holding Derivative

Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,568
Date: 10 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 36,568
Exercise price: $2.41
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person.

Footnote F2

Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022.

Footnote F3

Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.