Michael W. Altschaefl - Jun 24, 2022 Form 4 Insider Report for ORION ENERGY SYSTEMS, INC. (OESX)

Role
CEO and Board Chair, Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl
Stock symbol
OESX
Transactions as of
Jun 24, 2022
Transactions value $
$20,408
Form type
4
Date filed
6/24/2022, 04:02 PM
Previous filing
Sep 16, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OESX Common Stock Purchase $20.4K +10K +0.98% $2.04 1.04M Jun 24, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OESX Stock Options (right to buy) 36.6K Jun 24, 2022 Common Stock 36.6K $2.41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.0336 to $2.0549. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.