Key facts
- This page summarizes Sculptor Capital Management, Inc.'s Form 3/A - Amendment filing for Grove Collaborative Holdings, Inc. (GROV).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Jul 2022, 16:24.
Sculptor Capital Management, Inc. - 16 Jun 2022 Form 3/A - Amendment Insider Report for Grove Collaborative Holdings, Inc. (GROV)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- GROV
- Reported as of
- 16 Jun 2022
- Net transaction value
- $0
- SEC form
- 3/A - Amendment
- Accepted by SEC
- 11 Jul 2022, 16:24:07 UTC
- Original report date
- 27 Jun 2022
- Prior SEC filing
- 11 Aug 2022
- Next SEC filing
- 08 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- SCULPTOR CAPITAL MANAGEMENT, INC, /s/ Wayne Cohen, President and Chief Operating Officer
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Sculptor Capital Management, Inc. filed Form 3/A - Amendment for Grove Collaborative Holdings, Inc. (GROV) on 11 Jul 2022.
Change
- Previous filing in this sequence was filed on 11 Aug 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GROV
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 91,105
- Date
- 16 Jun 2022
- Ownership
- By Sculptor Special Funding, LP
- Footnotes
- F1, F9
GROV
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,855
- Date
- 16 Jun 2022
- Ownership
- By Sculptor Credit Opportunities Master Fund, Ltd.
- Footnotes
- F2
GROV
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 71,375
- Date
- 16 Jun 2022
- Ownership
- By Sculptor Enhanced Master Fund, Ltd.
- Footnotes
- F3
GROV
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,855
- Date
- 16 Jun 2022
- Ownership
- By Sculptor SC II LP
- Footnotes
- F4
GROV
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 434,850
- Date
- 16 Jun 2022
- Ownership
- By Sculptor Master Fund, Ltd.
- Footnotes
- F5, F9
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GROV
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 16 Jun 2022
- Ownership
- By SCM GC Investments Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,956,536
- Exercise price
- Footnotes
- F6, F7, F8, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Sculptor Capital LP is the investment adviser to Sculptor Special Funding, LP. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor Special Funding, LP. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor Special Funding, LP except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
Footnote F2
Sculptor Capital LP is the investment adviser to Sculptor Credit Opportunities Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor Credit Opportunities Master Fund, Ltd. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor Credit Opportunities Master Fund, Ltd. except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
Footnote F3
Sculptor Capital LP is the investment adviser to Sculptor Enhanced Master Fund Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor Enhanced Master Fund Ltd. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor Enhanced Master Fund Ltd. except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
Footnote F4
Sculptor Capital II LP is the investment adviser to Sculptor SC II LP. Sculptor Capital Holding II LLC serves as the sole general partner of Sculptor Capital II LP. Sculptor Capital Management, Inc. is a holding company that is the sole member of Sculptor Capital Holding II LLC. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor SC II LP. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor CS II LP. except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
Footnote F5
Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Sculptor Master Fund LP. Each of the foregoing entities disclaims beneficial ownership of the shares held by Sculptor Master Fund LP except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
Footnote F6
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
Footnote F7
SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. and Sculptor Enhanced Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Enhanced Master Fund Ltd. and Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Each of the foregoing entities disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.
Footnote F8
Includes 817,868 shares of Class B Common Stock subject to forfeiture in connection with certain earnout thresholds.
Footnote F9
This amendment is being filed to include SCM GC Investments Limited, Sculptor Special Funding, LP, Sculptor Master Fund, Ltd., Sculptor Capital Holding Corporation and Sculptor Capital Holding II LLC as additional reporting persons with respect to the transactions previously reported on a Form 3 filed on June 27, 2022.
SEC remarks
Form 2 of 2