Matthew K. Szot - 05 Oct 2021 Form 4 Insider Report for S&W Seed Co (SANW)

Reporting relationship: EVP Finance & Admin and CFO
Issuer ticker: SANW
Reported as of: 05 Oct 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 07 Oct 2021, 17:39:18 UTC
Prior SEC filing: 04 Oct 2021
Next SEC filing: 18 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ Matthew Szot

Key filing fact

Matthew K. Szot filed Form 4 for S&W Seed Co (SANW) on 07 Oct 2021.

Key facts

This page summarizes Matthew K. Szot's Form 4 filing for S&W Seed Co (SANW).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Oct 2021, 17:39.

Change

Previous filing in this sequence was filed on 04 Oct 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SANW transaction

Common Stock

Award

Transaction value: $0
Shares: +7,490
Change %: +5.7%
Price: $0.000000
Shares after: 138,140
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SANW transaction Derivative

Stock option (right to buy)

Award

Transaction value: $0
Shares: +80,000
Change %
Price: $0.000000
Shares after: 80,000
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 80,000
Exercise price: $2.64
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.

Footnote F2

The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.