Lisa Ann Pauley - 29 Nov 2021 Form 4 Insider Report for BALL Corp (BALL)

Reporting relationship
EVP, HR & Administration
Issuer ticker
BALL
Reported as of
29 Nov 2021
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Nov 2021, 18:13:43 UTC
Prior SEC filing
11 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles E. Baker, attorney-in-fact for Ms. Pauley

Key filing fact

Lisa Ann Pauley filed Form 4 for BALL Corp (BALL) on 29 Nov 2021.

Key facts

  • This page summarizes Lisa Ann Pauley's Form 4 filing for BALL Corp (BALL).
  • 0 reported transactions and 11 derivative rows are listed below.
  • Accepted by SEC: 29 Nov 2021, 18:13.

Change

  • Previous filing in this sequence was filed on 11 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
211,144
Date
29 Nov 2021
Ownership
Direct
Footnotes
F1
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,244
Date
29 Nov 2021
Ownership
401(k) Plan
Footnotes
F1, F2
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
283,476
Date
29 Nov 2021
Ownership
By Spouse
Footnotes
F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BALL holding Derivative

Deferred Compensation Company Stock Plan

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
208,797
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
208,797
Exercise price
Footnotes
F1, F4, F5
BALL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,599
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,599
Exercise price
Footnotes
F1, F6
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,000
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
41,000
Exercise price
$22.96
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,200
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
41,200
Exercise price
$24.54
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
34,930
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
34,930
Exercise price
$33.08
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,774
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
27,774
Exercise price
$33.05
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
39,812
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,812
Exercise price
$38.38
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,896
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
41,896
Exercise price
$38.84
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,508
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,508
Exercise price
$50.78
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
26,302
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,302
Exercise price
$72.59
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,727
Date
29 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,727
Exercise price
$85.33
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Lisa Ann Pauley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Footnote F2

Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

Footnote F3

The reporting person expressly disclaims beneficial ownership of these securities.

Footnote F4

Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

Footnote F5

Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Footnote F6

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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