| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Common Stock | Options Exercise | $762K | +40.4K | +19.14% | $18.85 | 251K | Aug 9, 2021 | Direct | F1, F2 |
| transaction | BALL | Common Stock | Tax liability | -$1.98M | -22.6K | -9% | $87.35 | 229K | Aug 9, 2021 | Direct | F2, F3 |
| transaction | BALL | Common Stock | Sale | -$1.58M | -17.8K | -7.77% | $88.95 | 211K | Aug 11, 2021 | Direct | F2, F4 |
| holding | BALL | Common Stock | 6.23K | Aug 9, 2021 | 401(k) Plan | F2, F5 | |||||
| holding | BALL | Common Stock | 283K | Aug 9, 2021 | By Spouse | F2, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Stock Appreciation Rights (sars) | Options Exercise | $0 | -40.4K | -100% | $0.00* | 0 | Aug 9, 2021 | Common Stock | 40.4K | $18.85 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). |
| F2 | The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| F3 | Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. |
| F4 | This transaction was executed in multiple trades at prices ranging from $88.6600 to $89.2750. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| F6 | The reporting person expressly disclaims beneficial ownership of these securities. |