Key facts
- This page summarizes NEXUS INDIA CAPITAL I L P's Form 4 filing for PubMatic, Inc. (PUBM).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 16 Nov 2021, 18:36.
NEXUS INDIA CAPITAL I L P - 12 Nov 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PUBM
- Reported as of
- 12 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Nov 2021, 18:36:40 UTC
- Prior SEC filing
- 16 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- Nexus India Capital I, L.P., By: /s/ Thomas Chow, Its: Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
NEXUS INDIA CAPITAL I L P filed Form 4 for PubMatic, Inc. (PUBM) on 16 Nov 2021.
Change
- Previous filing in this sequence was filed on 16 Aug 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +1,517,326
- Change %
- Price
- Shares after
- 1,517,326
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F1, F2
PUBM
transaction
Class A Common Stock
Other
- Transaction value
- Shares
- -1,517,326
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -1,517,326
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 3,107,517
- Date
- 12 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,517,326
- Exercise price
- Footnotes
- F1, F2
PUBM
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- $0
- Shares
- -482,674
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 2,624,843
- Date
- 12 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 482,674
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
NEXUS INDIA CAPITAL I L P is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.
Footnote F2
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
Footnote F3
Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.