Nexus India Capital I L P - Aug 12, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role: 10%+ Owner
Signature: Nexus India Capital I, L.P. By: /s/ Thomas Chow, Its: Attorney-in-Fact
Stock symbol: PUBM
Transactions as of: Aug 12, 2021
Transactions value $: $0
Form type: 4
Date filed: 8/16/2021, 08:05 PM
Previous filing: Jun 3, 2021
Next filing: Nov 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PUBM	Class A common stock	Conversion of derivative security		+3.03M			3.03M	Aug 12, 2021	Direct	F1, F2
transaction	PUBM	Class A common stock	Other		-3.03M	-100%		0	Aug 12, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PUBM	Class B common stock	Conversion of derivative security	$0	-3.03M	-35.19%	$0.00	5.59M	Aug 12, 2021	Class A common stock	3.03M		Direct	F1, F2
transaction	PUBM	Class B Common Stock	Other	$0	-965K	-17.27%	$0.00	4.62M	Aug 12, 2021	Class A common stock	965K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners
F2	Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3	Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.