John C. Lipman - 22 Jul 2021 Form 4 Insider Report for Roth CH Acquisition II Co (RSVR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Jul 2021, 20:54:38 UTC
Prior SEC filing
21 Jul 2021
Next SEC filing
05 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Lipman

Key filing fact

John C. Lipman filed Form 4 for Roth CH Acquisition II Co (RSVR) on 22 Jul 2021.

Key facts

  • This page summarizes John C. Lipman's Form 4 filing for Roth CH Acquisition II Co (RSVR).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 22 Jul 2021, 20:54.

Change

  • Previous filing in this sequence was filed on 21 Jul 2021.
  • Current net transaction value: +$37,481.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RSVRW transaction Derivative

Warrants to purchase Common Stock

Purchase

Transaction value
$37,481
Shares
+24,822
Change %
+13%
Price
$1.51
Shares after
221,648
Date
22 Jul 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
24,822
Exercise price
$11.50
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account.

Footnote F2

The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Footnote F3

The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

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