James R. Higgins - 30 Mar 2023 Form 4 Insider Report for CareView Communications Inc (CRVW)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Mar 2023, 16:14:09 UTC
Prior SEC filing
31 Jan 2023
Next SEC filing
07 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James R. Higgins

Key filing fact

James R. Higgins filed Form 4 for CareView Communications Inc (CRVW) on 31 Mar 2023.

Key facts

  • This page summarizes James R. Higgins's Form 4 filing for CareView Communications Inc (CRVW).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 31 Mar 2023, 16:14.

Change

  • Previous filing in this sequence was filed on 31 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CRVW transaction

Common Stock

Options Exercise

Transaction value
$1,200,000
Shares
+12,000,000
Change %
+229%
Price
$0.1000*
Shares after
17,231,445
Date
30 Mar 2023
Ownership
Direct
Footnotes
F1
CRVW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,270,484
Date
30 Mar 2023
Ownership
See footnote
Footnotes
F2
CRVW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,361,538
Date
30 Mar 2023
Ownership
See footnote
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRVW transaction Derivative

Replacement Note

Conversion of derivative security

Transaction value
$1,200,000
Shares
Change %
Price
Shares after
0
Date
30 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,000,000
Exercise price
$0.1000
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,200,000 into 12,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share.

Footnote F2

Shares are held by Julia A. Higgins Revocable Trust, DTD 12/1992.

Footnote F3

Shares are held by James and Julia Higgins, JTTEN.

Footnote F4

The Replacement Note was convertible immediately after issuance.

Footnote F5

See footnote 1.

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