James R. Higgins - Dec 30, 2022 Form 4/A - Amendment Insider Report for CareView Communications Inc (CRVW)

Role
Director, 10%+ Owner
Signature
/s/ James R. Higgins
Stock symbol
CRVW
Transactions as of
Dec 30, 2022
Transactions value $
-$1,022,457
Form type
4/A - Amendment
Date filed
1/31/2023, 08:17 PM
Date Of Original Report
Jan 6, 2023
Previous filing
Nov 21, 2022
Next filing
Mar 31, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRVW Secured Convertible Note Disposed to Issuer -$1.11M 0 Dec 30, 2022 Common Stock 2.14M $0.52 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Disposed to Issuer -$803K 0 Dec 30, 2022 Common Stock 16.1M $0.05 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Disposed to Issuer -$306K 0 Dec 30, 2022 Common Stock 6.13M $0.05 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Award $1.2M $1.2M Dec 30, 2022 Common Stock 12M $0.10 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $2,767,074, for a replacement note in the indicated principal aggregate amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 1,682,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
F2 Immediately exercisable.
F3 See footnote (1).