Sanjay Subramanian - 03 Jan 2022 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Jan 2022, 18:33:00 UTC
Prior SEC filing
17 Dec 2021
Next SEC filing
22 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sanjay Subramanian

Key filing fact

Sanjay Subramanian filed Form 4 for Ocugen, Inc. (OCGN) on 05 Jan 2022.

Key facts

  • This page summarizes Sanjay Subramanian's Form 4 filing for Ocugen, Inc. (OCGN).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 Jan 2022, 18:33.

Change

  • Previous filing in this sequence was filed on 17 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OCGN transaction

Common Stock

Award

Transaction value
$0
Shares
+125,534
Change %
+353%
Price
$0.000000
Shares after
161,125
Date
03 Jan 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OCGN transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+454,007
Change %
Price
$0.000000
Shares after
454,007
Date
03 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
454,007
Exercise price
$4.72
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Ocugen Inc.'s (the "Company's") common stock. The restricted stock units vest annually in three equal installments commencing on January 3, 2023, subject to continued employment with the Company on the applicable vesting dates. The restricted stock units will be settled on each applicable vesting date in shares of the Company's common stock.

Footnote F2

The option vests annually in equal installments over three years commencing on January 3, 2023, subject to continued employment with the Company on the applicable vesting dates.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .