FRANKLIN RESOURCES INC - 09 Dec 2021 Form 4 Insider Report for GOODRICH PETROLEUM CORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Dec 2021, 15:03:16 UTC
Prior SEC filing
19 Oct 2021
Next SEC filing
28 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Virginia E. Rosas, Assistant Secretary of Franklin Resources, Inc.

Key filing fact

FRANKLIN RESOURCES INC filed Form 4 for GOODRICH PETROLEUM CORP on 13 Dec 2021.

Key facts

  • This page summarizes FRANKLIN RESOURCES INC's Form 4 filing for GOODRICH PETROLEUM CORP.
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 13 Dec 2021, 15:03.

Change

  • Previous filing in this sequence was filed on 19 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GDPM transaction

Common Stock

Conversion of derivative security

Transaction value
$28,751,091
Shares
+1,347,918
Change %
+60%
Price
$21.33*
Shares after
3,581,913
Date
09 Dec 2021
Ownership
See Footnote

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GDPM transaction Derivative

Convertible Notes

Other

Transaction value
Shares
+26,955
Change %
+2%
Price
Shares after
1,347,918
Date
09 Dec 2021
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
26,955
Exercise price
$21.33
Footnotes
F1, F2
GDPM transaction Derivative

Convertible Notes

Conversion of derivative security

Transaction value
$28,751,091
Shares
-1,347,918
Change %
-100%
Price
$21.33*
Shares after
0
Date
09 Dec 2021
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
1,347,918
Exercise price
$21.33
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Persons acquired the additional 2023 Convertible Notes from a payment in kind interest distribution through December 8, 2021.

Footnote F2

See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

SEC remarks

ex99-1.txt, ex99-2.txt

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