| Kristen McWatters |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-23,099 |
0 |
23 Dec 2021 |
Direct |
| Kristen McWatters |
|
Common Stock |
Options Exercise |
102.1% |
|
|
11,667 |
23,099 |
23 Dec 2021 |
Direct |
| Kristen McWatters |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-1,667 |
0 |
23 Dec 2021 |
Direct |
| Kristen McWatters |
|
Phantom Stock (Performance Units) |
Options Exercise |
-100% |
|
|
-10,000 |
0 |
23 Dec 2021 |
Direct |
| Edward J. Sondey |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-37,237 |
0 |
23 Dec 2021 |
Direct |
| Edward J. Sondey |
|
Common Stock |
Options Exercise |
40.9% |
|
|
10,804 |
37,237 |
23 Dec 2021 |
Direct |
| Edward J. Sondey |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,804 |
0 |
23 Dec 2021 |
Direct |
| Paloma Partners VI Holdings, LLC |
|
Common Stock |
Other |
-100% |
|
|
-1,838,510 |
0 |
23 Dec 2021 |
See footnotes |
| Kenneth Adam Leight |
|
Common Stock |
Options Exercise |
17.6% |
|
|
10,804 |
72,089 |
23 Dec 2021 |
Direct |
| Kenneth Adam Leight |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-72,089 |
0 |
23 Dec 2021 |
Direct |
| Kenneth Adam Leight |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,804 |
0 |
23 Dec 2021 |
Direct |
| Thomas M. Souers |
|
Common Stock |
Options Exercise |
18.4% |
|
|
10,804 |
69,589 |
23 Dec 2021 |
Direct |
| Thomas M. Souers |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-69,589 |
0 |
23 Dec 2021 |
Direct |
| Thomas M. Souers |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,804 |
0 |
23 Dec 2021 |
Direct |
| Jeffrey Serota |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-37,237 |
0 |
23 Dec 2021 |
Direct |
| Jeffrey Serota |
|
Common Stock |
Options Exercise |
40.9% |
|
|
10,804 |
37,237 |
23 Dec 2021 |
Direct |
| Jeffrey Serota |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,804 |
0 |
23 Dec 2021 |
Direct |
| Ronald F. Coleman |
|
Common Stock |
Options Exercise |
13.9% |
|
|
10,804 |
88,589 |
23 Dec 2021 |
Direct |
| Ronald F. Coleman |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-88,589 |
0 |
23 Dec 2021 |
Direct |
| Ronald F. Coleman |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,804 |
0 |
23 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Common Stock |
Options Exercise |
37.8% |
|
|
73,867 |
269,280 |
23 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-269,280 |
0 |
23 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Phantom Stock (Performance Units) |
Options Exercise |
-100% |
|
|
-63,314 |
0 |
23 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,553 |
0 |
23 Dec 2021 |
Direct |
| Robert C. Turnham Jr. |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-681,623 |
0 |
23 Dec 2021 |
Direct |
| TIMOTHY D. LEULIETTE |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-69,589 |
0 |
23 Dec 2021 |
Direct |
| TIMOTHY D. LEULIETTE |
|
Common Stock |
Options Exercise |
18.4% |
|
|
10,804 |
69,589 |
23 Dec 2021 |
Direct |
| TIMOTHY D. LEULIETTE |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-10,804 |
0 |
23 Dec 2021 |
Direct |
| WALTER G. GOODRICH |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-677,853 |
0 |
23 Dec 2021 |
Direct |
| Franklin Resources Inc |
|
Common Stock |
Disposition pursuant to a tender of shares in a change of control transaction |
-100% |
|
|
-3,581,913 |
0 |
23 Dec 2021 |
See Footnote |
| WALTER G. GOODRICH |
|
Common Stock |
Gift |
-2.24% |
|
|
-15,500 |
677,853 |
15 Dec 2021 |
Direct |
| Kristen McWatters |
|
Common Stock |
Options Exercise |
16.4% |
|
|
1,667 |
11,838 |
10 Dec 2021 |
Direct |
| Kristen McWatters |
|
Common Stock |
Tax liability |
-3.43% |
|
|
-406 |
11,432 |
10 Dec 2021 |
Direct |
| Kristen McWatters |
|
phantom Stock |
Options Exercise |
|
|
|
1,667 |
1,667 |
10 Dec 2021 |
Direct |
| Edward J. Sondey |
|
Common Stock |
Options Exercise |
71.7% |
|
|
11,042 |
26,433 |
10 Dec 2021 |
Direct |
| Edward J. Sondey |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-11,042 |
0 |
10 Dec 2021 |
Direct |
| Kenneth Adam Leight |
|
Common Stock |
Options Exercise |
22% |
|
|
11,042 |
61,285 |
10 Dec 2021 |
Direct |
| Kenneth Adam Leight |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-11,042 |
0 |
10 Dec 2021 |
Direct |
| Thomas M. Souers |
|
Common Stock |
Options Exercise |
23.1% |
|
|
11,042 |
58,785 |
10 Dec 2021 |
Direct |
| Thomas M. Souers |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-11,042 |
0 |
10 Dec 2021 |
Direct |
| Jeffrey Serota |
|
Common Stock |
Options Exercise |
71.7% |
|
|
11,042 |
26,433 |
10 Dec 2021 |
Direct |
| Jeffrey Serota |
|
Common Stock |
Tax liability |
-2.56% |
|
|
-3,730 |
142,160 |
10 Dec 2021 |
Direct |
| Jeffrey Serota |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-11,042 |
0 |
10 Dec 2021 |
Direct |
| Ronald F. Coleman |
|
Common Stock |
Options Exercise |
16.5% |
|
|
11,042 |
77,785 |
10 Dec 2021 |
Direct |
| Ronald F. Coleman |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-11,042 |
0 |
10 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Common Stock |
Options Exercise |
5.58% |
|
|
10,553 |
199,516 |
10 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Common Stock |
Tax liability |
-2.06% |
|
|
-4,103 |
195,413 |
10 Dec 2021 |
Direct |
| Michael J. Killelea |
|
Phantom Stock |
Options Exercise |
|
|
|
10,553 |
10,553 |
10 Dec 2021 |
Direct |
| TIMOTHY D. LEULIETTE |
|
Common Stock |
Options Exercise |
23.1% |
|
|
11,042 |
58,785 |
10 Dec 2021 |
Direct |
| TIMOTHY D. LEULIETTE |
|
Phantom Stock |
Options Exercise |
-100% |
|
|
-11,042 |
0 |
10 Dec 2021 |
Direct |