Dennis A. Suskind - 07 May 2021 Form 4 Insider Report for Stem Holdings, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 07 May 2021
Net transaction value: +$468,375
SEC form: 4
Accepted by SEC: 22 Oct 2021, 06:06:58 UTC
Prior SEC filing: 22 Oct 2021
Next SEC filing: 29 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Dennis Suskind

Key filing fact

Dennis A. Suskind filed Form 4 for Stem Holdings, Inc. on 22 Oct 2021.

Key facts

This page summarizes Dennis A. Suskind's Form 4 filing for Stem Holdings, Inc..
9 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 22 Oct 2021, 06:06.

Change

Previous filing in this sequence was filed on 22 Oct 2021.
Current net transaction value: +$468,375.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STMH transaction

Common Stock

Award

Transaction value: $31,500
Shares: +75,000
Change %
Price: $0.4200^*
Shares after: 75,000
Date: 07 May 2019
Ownership: Direct

STMH transaction

Common Stock

Award

Transaction value: $27,500
Shares: +62,500
Change %: +83%
Price: $0.4400^*
Shares after: 137,500
Date: 31 Dec 2019
Ownership: Direct

STMH transaction

Common Stock

Award

Transaction value: $25,000
Shares: +62,500
Change %: +45%
Price: $0.4000^*
Shares after: 200,000
Date: 31 Mar 2020
Ownership: Direct

STMH transaction

Common Stock

Award

Transaction value: $26,250
Shares: +62,500
Change %: +31%
Price: $0.4200^*
Shares after: 262,500
Date: 30 Jun 2020
Ownership: Direct

STMH transaction

Common Stock

Award

Transaction value: $26,875
Shares: +62,500
Change %: +24%
Price: $0.4300^*
Shares after: 325,000
Date: 30 Sep 2020
Ownership: Direct

STMH transaction

Common Stock

Award

Transaction value: $28,125
Shares: +62,500
Change %: +19%
Price: $0.4500^*
Shares after: 387,500
Date: 30 Dec 2020
Ownership: Direct

STMH transaction

Common Stock

Award

Transaction value: $28,125
Shares: +62,500
Change %: +16%
Price: $0.4500^*
Shares after: 450,000
Date: 31 Mar 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STMH transaction Derivative

Options

Award

Transaction value: $250,000
Shares: +250,000
Change %
Price: $1.00^*
Shares after: 250,000
Date: 14 Jan 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 250,000
Exercise price: $1.00

STMH transaction Derivative

Options

Award

Transaction value: $25,000
Shares: +250,000
Change %
Price: $0.1000^*
Shares after: 250,000
Date: 11 Jun 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 250,000
Exercise price: $0.4000

^* marks a reported price that did not pass the local price check.