Anthony Civale - 01 Jan 2022 Form 4 Insider Report for Apollo Asset Management, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Jan 2022, 16:27:50 UTC
Prior SEC filing
21 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jessica L. Lomm, as Attorney-in-Fact

Key filing fact

Anthony Civale filed Form 4 for Apollo Asset Management, Inc. on 03 Jan 2022.

Key facts

  • This page summarizes Anthony Civale's Form 4 filing for Apollo Asset Management, Inc..
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2022, 16:27.

Change

  • Previous filing in this sequence was filed on 21 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AAM transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-1,127,663
Change %
-100%
Price
Shares after
0
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1, F2, F3, F5
AAM transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-28,284
Change %
-100%
Price
Shares after
0
Date
01 Jan 2022
Ownership
AMC Investments VIII LLC
Footnotes
F1, F2, F4, F5
AAM transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-402,145
Change %
-100%
Price
Shares after
0
Date
01 Jan 2022
Ownership
The Anthony M. Civale February 2021 Annuity Trust Dated February 16, 2021
Footnotes
F1, F2, F5
AAM transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-204,692
Change %
-100%
Price
Shares after
0
Date
01 Jan 2022
Ownership
The Civale Annuity Trust A Dated February 4, 2020
Footnotes
F1, F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

Footnote F2

(Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.

Footnote F3

Reported amount includes 625,740 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Footnote F4

Reported amount includes 12,422 shares of Class A common stock of AGM that were previously reported as held directly by the reporting person following a transfer of such shares on December 29, 2021.

Footnote F5

As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

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