Anthony Civale - Dec 17, 2021 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
Co-Chief Operating Officer
Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Stock symbol
APO
Transactions as of
Dec 17, 2021
Transactions value $
$4,963,820
Form type
4
Date filed
12/21/2021, 08:06 PM
Previous filing
Dec 3, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Class A Common Stock Award $3.58M +51K +4.97% $70.16 1.08M Dec 17, 2021 Direct F1, F2
transaction APO Class A Common Stock Tax liability -$1.9M -27.1K -2.52% $70.16 1.05M Dec 17, 2021 Direct F2, F3
transaction APO Class A Common Stock Award $0 +19.3K +1.84% $0.00 1.07M Dec 17, 2021 Direct F4, F5
transaction APO Class A Common Stock Award $3.29M +46.9K +4.38% $70.16 1.12M Dec 17, 2021 Direct F5, F6
transaction APO Class A Common Stock Award $0 +28.2K +2.53% $0.00 1.14M Dec 17, 2021 Direct F5, F7
holding APO Class A Common Stock 1.14M Dec 17, 2021 Direct F5, F8
holding APO Class A Common Stock 15.9K Dec 17, 2021 AMC Investments VIII LLC F8
holding APO Class A Common Stock 402K Dec 17, 2021 The Anthony M. Civale February 2021 Annuity Trust dated February 16, 2021
holding APO Class A Common Stock 205K Dec 17, 2021 The Civale Annuity Trust A dated February 4, 2020
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of fully vested shares of Class A Common Stock of the Issuer ("Class A shares") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan") in connection with the reporting person's election to exchange his rights to distributions of incentive income under his outstanding limited partner interests and rights under global carry pool awards previously received from affiliates of the Issuer (such exchange, the "GCP exchange").
F2 Reported amount includes 606,481 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The unvested RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F3 Consists of Class A shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares that were granted under the Plan.
F4 Represents vested RSUs granted under the Plan in connection with the GCP exchange.
F5 Reported amount includes 625,740 vested and unvested RSUs granted under the Plan.
F6 Represents the right to receive vested Class A shares issued under the Plan in January 2022 in connection with the GCP exchange.
F7 Represents the right to receive vested Class A shares issued under the Plan to be delivered in the future in accordance with the terms of the GCP Exchange.
F8 Reflects a transfer on December 20, 2021 of 3,673 Class A shares by the reporting person to AMC Investments VIII LLC.