Anthony Civale - 17 Dec 2021 Form 4 Insider Report for Apollo Global Management, Inc.

Role
Co-Chief Operating Officer
Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
17 Dec 2021
Net transactions value
+$4,963,820
Form type
4
Filing time
21 Dec 2021, 20:06:00 UTC
Previous filing
03 Dec 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Class A Common Stock Award $3,576,616 +50,978 +5% $70.16 1,076,555 17 Dec 2021 Direct F1, F2
transaction APO Class A Common Stock Tax liability $1,900,213 -27,084 -2.5% $70.16 1,049,471 17 Dec 2021 Direct F2, F3
transaction APO Class A Common Stock Award $0 +19,259 +1.8% $0.000000 1,068,730 17 Dec 2021 Direct F4, F5
transaction APO Class A Common Stock Award $3,287,417 +46,856 +4.4% $70.16 1,115,586 17 Dec 2021 Direct F5, F6
transaction APO Class A Common Stock Award $0 +28,172 +2.5% $0.000000 1,143,758 17 Dec 2021 Direct F5, F7
holding APO Class A Common Stock 1,140,085 17 Dec 2021 Direct F5, F8
holding APO Class A Common Stock 15,862 17 Dec 2021 AMC Investments VIII LLC F8
holding APO Class A Common Stock 402,145 17 Dec 2021 The Anthony M. Civale February 2021 Annuity Trust dated February 16, 2021
holding APO Class A Common Stock 204,692 17 Dec 2021 The Civale Annuity Trust A dated February 4, 2020
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of fully vested shares of Class A Common Stock of the Issuer ("Class A shares") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan") in connection with the reporting person's election to exchange his rights to distributions of incentive income under his outstanding limited partner interests and rights under global carry pool awards previously received from affiliates of the Issuer (such exchange, the "GCP exchange").
F2 Reported amount includes 606,481 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The unvested RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F3 Consists of Class A shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares that were granted under the Plan.
F4 Represents vested RSUs granted under the Plan in connection with the GCP exchange.
F5 Reported amount includes 625,740 vested and unvested RSUs granted under the Plan.
F6 Represents the right to receive vested Class A shares issued under the Plan in January 2022 in connection with the GCP exchange.
F7 Represents the right to receive vested Class A shares issued under the Plan to be delivered in the future in accordance with the terms of the GCP Exchange.
F8 Reflects a transfer on December 20, 2021 of 3,673 Class A shares by the reporting person to AMC Investments VIII LLC.