Key facts
- This page summarizes Jeffrey Max's Form 4 filing for Ascent Solar Technologies, Inc. (ASTI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 27 Sep 2022, 21:25.
Jeffrey Max - 21 Sep 2022 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)
- Reporting relationship
- Chief Executive Office
- Issuer ticker
- ASTI
- Reported as of
- 21 Sep 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ Jeffrey Max
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey Max filed Form 4 for Ascent Solar Technologies, Inc. (ASTI) on 27 Sep 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASTI
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +3,534,591
- Change %
- Price
- $0.000000
- Shares after
- 3,534,591
- Date
- 21 Sep 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The shares reported are restricted stock units ("RSUs") granted 9/21/2022. Each RSU represents a contingent right to receive one share of ASTI common stock.
Footnote F2
20% of the RSUs are fully vested upon grant. The remaining 80% of the RSUs shall vest in equal monthly increments over the next thirty-six months. Any outstanding and unvested RSUs will accelerate and fully vest upon the earlier of (i) a change of control and (ii) the termination of the reporting person's employment for any reason other than (x) by the Company for cause or (y) by the reporting person without good reason. The RSUs shall be settled in eight (8) equal increments on the last business day of each calendar quarter beginning with the initial settlement date of September 30, 2024. Notwithstanding the foregoing, any RSUs that are then outstanding and vested will accelerate and be settled upon the earlier of (i) a change of control and (ii) the termination of Mr. Max's employment for any reason other than (x) by the Company for cause or (y) by Mr. Max without good reason.