Vifor (International) Ltd - 20 Oct 2021 Form 3 Insider Report for Cara Therapeutics, Inc. (TVRD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
21 Oct 2021, 16:30:22 UTC
Prior SEC filing
13 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
VIFOR (INTERNATIONAL) LTD., By: /s/ Georg Frey, Title: Head Legal Corporate, By: /s/ Markus Frenzen, Title: Group Treasurer

Key filing fact

Vifor (International) Ltd filed Form 3 for Cara Therapeutics, Inc. (TVRD) on 21 Oct 2021.

Key facts

  • This page summarizes Vifor (International) Ltd's Form 3 filing for Cara Therapeutics, Inc. (TVRD).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Oct 2021, 16:30.

Change

  • Previous filing in this sequence was filed on 13 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CARA holding

Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,396,770
Date
20 Oct 2021
Ownership
See Notes
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

In addition to Vifor (International) Ltd., an entity formed under the laws of Switzerland ("Vifor (International)"), this Form 3 is being filed by Vifor Fresenius Medical Care Renal Pharma Ltd., an entity formed under the laws of Switzerland ("VFMCRP"), and Vifor Pharma Ltd., an entity formed under the laws of Switzerland ("Vifor Pharma" and together with Vifor and VFMCRP, the "Reporting Persons"). The business addresses for each of the Reporting Persons are listed above. Each of the Reporting Persons may be deemed to have a pecuniary interest in securities reported by it on this Form 3 (the "Subject Securities").

Footnote F2

VFMCRP's beneficial ownership of the common stock referred to herein is being reported solely because VFMCRP may be deemed to beneficially own 6,221,943 shares of Common Stock of Cara Therapeutics, Inc. as a result of its right to acquire such shares upon exercise of an option granted to it by Vifor (International). Vifor Pharma's beneficial ownership of the common stock referred to herein is being reported solely because Vifor Pharma may be deemed to beneficially own 7,396,770 shares of Common Stock of Cara Therapeutics, Inc. as a result of its indirect ownership of 100% of the equity interests of Vifor (International) and 55% of the equity interests of VFMCRP.

Footnote F3

Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

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