Key facts
- This page summarizes Bruce A. Cleveland's Form 4 filing for C3.ai, Inc. (AI).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Sep 2021, 17:59.
Bruce A. Cleveland - 17 Sep 2021 Form 4 Insider Report for C3.ai, Inc. (AI)
- Reporting relationship
- Senior VP and CMO
- Issuer ticker
- AI
- Reported as of
- 17 Sep 2021
- Net transaction value
- -$457,540
- SEC form
- 4
- Accepted by SEC
- 21 Sep 2021, 17:59:35 UTC
- Prior SEC filing
- 25 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brady Mickelsen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Bruce A. Cleveland filed Form 4 for C3.ai, Inc. (AI) on 21 Sep 2021.
Change
- Previous filing in this sequence was filed on 25 Jun 2021.
- Current net transaction value: -$457,540.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $46,800
- Shares
- +10,000
- Change %
- +46%
- Price
- $4.68
- Shares after
- 31,867
- Date
- 17 Sep 2021
- Ownership
- Direct
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $402,400
- Shares
- -8,000
- Change %
- -25%
- Price
- $50.30
- Shares after
- 23,867
- Date
- 17 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
AI
transaction
Class A Common Stock
Sale
- Transaction value
- $101,940
- Shares
- -2,000
- Change %
- -8.4%
- Price
- $50.97
- Shares after
- 21,867
- Date
- 17 Sep 2021
- Ownership
- Direct
- Footnotes
- F2
AI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 241
- Date
- 17 Sep 2021
- Ownership
- See Footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AI
transaction
Derivative
Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -1.1%
- Price
- $0.000000
- Shares after
- 911,767
- Date
- 17 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 10,000
- Exercise price
- $4.68
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents weighted average sales price. The shares were sold at prices ranging from $49.73 to $50.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F2
Represents weighted average sales price. The shares were sold at prices ranging from $50.75 to $51.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
Footnote F4
Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.