Bruce A. Cleveland - 23 Jun 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: Senior VP and CMO
Signature: /s/ Brady Mickelsen, Attorney-in-Fact
Issuer symbol: AI
Transactions as of: 23 Jun 2021
Net transactions value: $0
Form type: 4
Filing time: 25 Jun 2021, 18:52:42 UTC
Previous filing: 14 Jun 2021
Next filing: 21 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Award	$0	+500	+2.3%	$0.000000	21,867	23 Jun 2021	Direct	F1
holding	AI	Class A Common Stock						241	23 Jun 2021	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Stock Option (Right to Buy)	Award	$0	+60,000		$0.000000	60,000	23 Jun 2021	Class A Common Stock	60,000	$61.65	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on June 23, 2022 so long as the Reporting Person continues to provide services through such vesting date.
F2	The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
F3	Twenty percent (20%) of the shares subject to the option grant shall vest on June 23, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.