Key facts
- This page summarizes James Robert Pray's Form 4 filing for Penumbra Inc (PEN).
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 05 Oct 2021, 20:18.
James Robert Pray - 01 Oct 2021 Form 4 Insider Report for Penumbra Inc (PEN)
- Reporting relationship
- President, International
- Issuer ticker
- PEN
- Reported as of
- 01 Oct 2021
- Net transaction value
- -$1,308,629
- SEC form
- 4
- Accepted by SEC
- 05 Oct 2021, 20:18:04 UTC
- Prior SEC filing
- 03 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Johanna Roberts, as attorney-in-fact for James Robert Pray
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Robert Pray filed Form 4 for Penumbra Inc (PEN) on 05 Oct 2021.
Change
- Previous filing in this sequence was filed on 03 Sep 2021.
- Current net transaction value: -$1,308,629.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PEN
transaction
Common Stock
Sale
- Transaction value
- $77,688
- Shares
- -300
- Change %
- -0.07%
- Price
- $258.96
- Shares after
- 413,131
- Date
- 01 Oct 2021
- Ownership
- By Trust
- Footnotes
- F1, F2, F3
PEN
transaction
Common Stock
Sale
- Transaction value
- $182,217
- Shares
- -700
- Change %
- -0.17%
- Price
- $260.31
- Shares after
- 412,431
- Date
- 01 Oct 2021
- Ownership
- By Trust
- Footnotes
- F1, F3, F4
PEN
transaction
Common Stock
Sale
- Transaction value
- $261,010
- Shares
- -1,000
- Change %
- -0.24%
- Price
- $261.01
- Shares after
- 411,431
- Date
- 01 Oct 2021
- Ownership
- By Trust
- Footnotes
- F1, F3, F5
PEN
transaction
Common Stock
Sale
- Transaction value
- $576,796
- Shares
- -2,200
- Change %
- -0.53%
- Price
- $262.18
- Shares after
- 409,231
- Date
- 01 Oct 2021
- Ownership
- By Trust
- Footnotes
- F1, F3, F6
PEN
transaction
Common Stock
Sale
- Transaction value
- $184,212
- Shares
- -700
- Change %
- -0.17%
- Price
- $263.16
- Shares after
- 408,531
- Date
- 01 Oct 2021
- Ownership
- By Trust
- Footnotes
- F1, F3, F7
PEN
transaction
Common Stock
Sale
- Transaction value
- $26,706
- Shares
- -100
- Change %
- -0.02%
- Price
- $267.06
- Shares after
- 408,431
- Date
- 01 Oct 2021
- Ownership
- By Trust
- Footnotes
- F1, F3
PEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,578
- Date
- 01 Oct 2021
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
Shares are held by the Pray Revocable Trust.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F7
This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.