David Brian Barcelo - 03 Nov 2022 Form 4 Insider Report for AWARE INC /MA/ (AWRE)

Reporting relationship: Chief Financial Officer
Issuer ticker: AWRE
Reported as of: 03 Nov 2022
Net transaction value: +$14,700
SEC form: 4
Accepted by SEC: 04 Nov 2022, 07:00:12 UTC
Prior SEC filing: 06 Sep 2022
Source filing: View source filing
Reporting owner signature: /s/ David B. Barcelo

Key filing fact

David Brian Barcelo filed Form 4 for AWARE INC /MA/ (AWRE) on 04 Nov 2022.

Key facts

This page summarizes David Brian Barcelo's Form 4 filing for AWARE INC /MA/ (AWRE).
1 reported transaction and 5 derivative rows are listed below.
Accepted by SEC: 04 Nov 2022, 07:00.

Change

Previous filing in this sequence was filed on 06 Sep 2022.
Current net transaction value: +$14,700.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AWRE transaction

Common Stock

Purchase

Transaction value: $14,700
Shares: +10,000
Change %: +18%
Price: $1.47
Shares after: 64,390
Date: 03 Nov 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 250,000
Date: 03 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 250,000
Exercise price: $4.73
Footnotes: F1

AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,500
Date: 03 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,500
Exercise price: $4.50
Footnotes: F2

AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,500
Date: 03 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,500
Exercise price: $5.50
Footnotes: F2

AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,500
Date: 03 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,500
Exercise price: $6.50
Footnotes: F2

AWRE holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,500
Date: 03 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,500
Exercise price: $7.50
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

Footnote F2

Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.

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