Key facts
- This page summarizes Robert M. Mungovan's Form 4 filing for AWARE INC /MA/ (AWRE).
- 1 reported transaction and 6 derivative rows are listed below.
- Accepted by SEC: 06 Oct 2021, 16:00.
Robert M. Mungovan - 01 Oct 2021 Form 4 Insider Report for AWARE INC /MA/ (AWRE)
- Reporting relationship
- Chief Commercial Officer
- Issuer ticker
- AWRE
- Reported as of
- 01 Oct 2021
- Net transaction value
- $0
- Reporting owner signature
- /S/ Robert M. Mumgovan
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Robert M. Mungovan filed Form 4 for AWARE INC /MA/ (AWRE) on 06 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AWRE
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +10,000
- Change %
- +7.3%
- Price
- $0.000000
- Shares after
- 146,280
- Date
- 01 Oct 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AWRE
holding
Derivative
Unrestricted Stock Award
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $0.000000
- Footnotes
- F1
AWRE
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 280,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 280,000
- Exercise price
- $4.73
- Footnotes
- F2
AWRE
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $4.50
- Footnotes
- F3
AWRE
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $5.50
- Footnotes
- F3
AWRE
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $6.50
- Footnotes
- F3
AWRE
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $7.50
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 10,000 shares on October 1, 2022 and 10,000 shares on October 1m 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Footnote F2
Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023
Footnote F3
Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.