Key facts
- This page summarizes Dunham Craig T.'s Form 4 filing for LIGHTPATH TECHNOLOGIES INC (LPTH).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 Nov 2022, 15:58.
Dunham Craig T. - 17 Nov 2022 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)
- Reporting relationship
- Director
- Issuer ticker
- LPTH
- Reported as of
- 17 Nov 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Nov 2022, 15:58:38 UTC
- Prior SEC filing
- 15 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Natalie N Cockayne, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Dunham Craig T. filed Form 4 for LIGHTPATH TECHNOLOGIES INC (LPTH) on 18 Nov 2022.
Change
- Previous filing in this sequence was filed on 15 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LPTH
transaction
Class A common stock
Options Exercise
- Transaction value
- Shares
- +32,086
- Change %
- +97%
- Price
- Shares after
- 65,086
- Date
- 18 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LPTH
transaction
Derivative
Restricted stock unit
Award
- Transaction value
- $0
- Shares
- +50,847
- Change %
- Price
- $0.000000
- Shares after
- 50,847
- Date
- 17 Nov 2022
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 50,847
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
Footnote F3
The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.