Key facts
- This page summarizes Carter D. Mack's Form 4 filing for JMP GROUP LLC.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 Nov 2021, 13:35.
Carter D. Mack - 15 Nov 2021 Form 4 Insider Report for JMP GROUP LLC
- Reporting relationship
- President, Director
- Issuer ticker
- N/A
- Reported as of
- 15 Nov 2021
- Net transaction value
- -$10,264,732
- Reporting owner signature
- Zac Rosenberg on behalf of Carter D. Mack
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Carter D. Mack filed Form 4 for JMP GROUP LLC on 17 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$10,264,732.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
JMP
transaction
Common Shares
Disposed to Issuer
- Transaction value
- $2,279,408
- Shares
- -303,921
- Change %
- -100%
- Price
- $7.50
- Shares after
- 0
- Date
- 15 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
JMP
transaction
Common Shares
Disposed to Issuer
- Transaction value
- $7,985,325
- Shares
- -1,064,710
- Change %
- -100%
- Price
- $7.50
- Shares after
- 0
- Date
- 15 Nov 2021
- Ownership
- By Trust
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Carter D. Mack is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
Footnote F2
Held by the Mack Trust dated February 14, 2002.