Key facts
- This page summarizes Joe Annoni's Form 4 filing for Athenex, Inc..
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 27 Feb 2023, 15:54.
Joe Annoni - 22 Feb 2023 Form 4 Insider Report for Athenex, Inc.
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 22 Feb 2023
- Net transaction value
- -$665
- SEC form
- 4
- Accepted by SEC
- 27 Feb 2023, 15:54:23 UTC
- Prior SEC filing
- 21 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/Steven Adams, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Joe Annoni filed Form 4 for Athenex, Inc. on 27 Feb 2023.
Change
- Previous filing in this sequence was filed on 21 Jul 2022.
- Current net transaction value: -$665.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATNXQ
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +625
- Change %
- Price
- Shares after
- 625
- Date
- 22 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
ATNXQ
transaction
Common Stock
Tax liability
- Transaction value
- $665
- Shares
- -250
- Change %
- -40%
- Price
- $2.66
- Shares after
- 375
- Date
- 22 Feb 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATNXQ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -625
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 1,875
- Date
- 22 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 625
- Exercise price
- Footnotes
- F1, F6, F7, F8
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 22 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $16.60
- Footnotes
- F3, F4, F5
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,000
- Date
- 22 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- $13.31
- Footnotes
- F3, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Each restricted stock unit represents the contingent right to receive one share of stock.
Footnote F2
As of February 15, 2023, the issuer effected a reverse stock split of its common stock at a ratio of 1-for-20, resulting in every 20 shares owned by the reporting person to be combined into one share of common stock.
Footnote F3
This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023.
Footnote F4
This option was previously reported by Mr. Annoni. The date and exercise price have been changed to correct an administrative error.
Footnote F5
This option vests in four equal annual installments beginning on February 22, 2023.
Footnote F6
The restricted stock units were adjusted to reflect the reverse stock split that occurred on February 15, 2023.
Footnote F7
The restricted stock units vest in four equal installments beginning on February 22, 2023.
Footnote F8
This restricted stock unit was previously reported by Mr. Annoni. The vesting dates have been changed to correct an administrative error.
Footnote F9
This option vests in four equal annual installments beginning on July 20, 2023.