Joe Annoni - 20 Jul 2022 Form 4 Insider Report for Athenex, Inc.

Role
Chief Financial Officer
Signature
/s/Steven Adams, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
20 Jul 2022
Net transactions value
$0
Form type
4
Filing time
21 Jul 2022, 17:17:33 UTC
Previous filing
24 Feb 2022
Next filing
27 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +100,000 $0.000000 100,000 20 Jul 2022 Common Stock 100,000 $0.6655 Direct F4
holding ATNXQ Stock Option (Right to Buy) 50,000 20 Jul 2022 Common Stock 50,000 $0.7940 Direct F1
holding ATNXQ Restricted Stock Units 50,000 20 Jul 2022 Common Stock 50,000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on February 18, 2023.
F2 Each restricted stock unit represents the contingent right to receive one share of stock.
F3 The restricted stock units vest in four equal installments beginning on February 18, 2023.
F4 This option vests in four equal annual installments beginning on July 20, 2023.