Joe Annoni - Jul 20, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Chief Financial Officer
Signature
/s/Steven Adams, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Jul 20, 2022
Transactions value $
$0
Form type
4
Date filed
7/21/2022, 05:17 PM
Previous filing
Feb 24, 2022
Next filing
Feb 27, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +100K $0.00 100K Jul 20, 2022 Common Stock 100K $0.67 Direct F4
holding ATNXQ Stock Option (Right to Buy) 50K Jul 20, 2022 Common Stock 50K $0.79 Direct F1
holding ATNXQ Restricted Stock Units 50K Jul 20, 2022 Common Stock 50K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on February 18, 2023.
F2 Each restricted stock unit represents the contingent right to receive one share of stock.
F3 The restricted stock units vest in four equal installments beginning on February 18, 2023.
F4 This option vests in four equal annual installments beginning on July 20, 2023.