Key facts
- This page summarizes Christopher D. Alafi's Form 4 filing for Intra-Cellular Therapies, Inc. (ITCI).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 28 May 2021, 18:00.
Christopher D. Alafi - 27 May 2021 Form 4 Insider Report for Intra-Cellular Therapies, Inc. (ITCI)
- Reporting relationship
- Director
- Issuer ticker
- ITCI
- Reported as of
- 27 May 2021
- Net transaction value
- -$1,897,746
- SEC form
- 4
- Accepted by SEC
- 28 May 2021, 18:00:27 UTC
- Prior SEC filing
- 25 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lawrence J. Hineline, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Christopher D. Alafi filed Form 4 for Intra-Cellular Therapies, Inc. (ITCI) on 28 May 2021.
Change
- Previous filing in this sequence was filed on 25 May 2021.
- Current net transaction value: -$1,897,746.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ITCI
transaction
Common Stock
Sale
- Transaction value
- $339,365
- Shares
- -8,482
- Change %
- -6%
- Price
- $40.01
- Shares after
- 133,843
- Date
- 27 May 2021
- Ownership
- Held by Christopher D Alafi Family Trust
- Footnotes
- F1, F2, F3
ITCI
transaction
Common Stock
Sale
- Transaction value
- $1,558,381
- Shares
- -38,843
- Change %
- -29%
- Price
- $40.12
- Shares after
- 95,000
- Date
- 28 May 2021
- Ownership
- Held by Christopher D Alafi Family Trust
- Footnotes
- F1, F3, F4
ITCI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 346,795
- Date
- 27 May 2021
- Ownership
- Direct
ITCI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,743,770
- Date
- 27 May 2021
- Ownership
- Held by Alafi Capital Company, LLC
- Footnotes
- F5
ITCI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 503,753
- Date
- 27 May 2021
- Ownership
- Held as Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
Footnote F3
Shireen Michele Alafi is the Trustee of the Christopher D Alafi Family Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.005 to $40.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
Footnote F5
Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
Footnote F6
Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.