Christopher D. Alafi - May 21, 2021 Form 4 Insider Report for Intra-Cellular Therapies, Inc. (ITCI)

Role
Director
Signature
/s/ Lawrence J. Hineline, Attorney-in-fact
Stock symbol
ITCI
Transactions as of
May 21, 2021
Transactions value $
-$1,119,490
Form type
4
Date filed
5/25/2021, 06:02 PM
Next filing
May 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ITCI Common Stock Sale -$44K -1.1K -0.65% $40.00 169K May 21, 2021 Held by Christopher D Alafi Family Trust F1, F2
transaction ITCI Common Stock Sale -$1.08M -26.6K -15.73% $40.47 142K May 24, 2021 Held by Christopher D Alafi Family Trust F1, F2, F3
holding ITCI Common Stock 347K May 21, 2021 Direct
holding ITCI Common Stock 4.74M May 21, 2021 Held by Alafi Capital Company, LLC F4
holding ITCI Common Stock 504K May 21, 2021 Held as Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
F2 Shireen Michele Alafi is the Trustee of the Christopher D Alafi Family Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.06 to $40.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
F5 Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.