Alison Bauerlein - 01 Dec 2021 Form 4 Insider Report for Inogen Inc (INGN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Dec 2021, 17:15:48 UTC
Prior SEC filing
03 Sep 2021
Next SEC filing
07 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alison Bauerlein

Key filing fact

Alison Bauerlein filed Form 4 for Inogen Inc (INGN) on 03 Dec 2021.

Key facts

  • This page summarizes Alison Bauerlein's Form 4 filing for Inogen Inc (INGN).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Dec 2021, 17:15.

Change

  • Previous filing in this sequence was filed on 03 Sep 2021.
  • Current net transaction value: -$14,533.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INGN transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+546
Change %
+1.6%
Price
$0.000000
Shares after
34,392
Date
01 Dec 2021
Ownership
Direct
Footnotes
F1
INGN transaction

Common Stock

Tax liability

Transaction value
$14,533
Shares
-490
Change %
-1.4%
Price
$29.66
Shares after
33,902
Date
01 Dec 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-546
Change %
-10%
Price
$0.000000
Shares after
4,915
Date
01 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
546
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares beneficially owned are 30,155 shares more than the previously filed Form 4s due to an error reporting the shares owned on December 15, 2020. An amendment to the original Form 4 has been filed to correct the error.

Footnote F2

The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2021.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

Footnote F4

Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

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