Alison Bauerlein - Sep 1, 2021 Form 4 Insider Report for Inogen Inc (INGN)

Role
EVP, Finance, & CFO
Signature
/s/ Alison Bauerlein
Stock symbol
INGN
Transactions as of
Sep 1, 2021
Transactions value $
-$37,311
Form type
4
Date filed
9/3/2021, 06:39 PM
Previous filing
Aug 3, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INGN Common Stock Options Exercise $0 +253 +7.21% $0.00 3.76K Sep 1, 2021 Direct F1
transaction INGN Common Stock Options Exercise $0 +546 +14.52% $0.00 4.31K Sep 1, 2021 Direct F1
transaction INGN Common Stock Tax liability -$37.3K -616 -14.3% $60.57 3.69K Sep 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INGN Restricted Stock Unit Options Exercise $0 -253 -100% $0.00* 0 Sep 1, 2021 Common Stock 253 Direct F3, F4
transaction INGN Restricted Stock Unit Options Exercise $0 -546 -9.09% $0.00 5.46K Sep 1, 2021 Common Stock 546 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned are 271 shares less than the previously filed Form 4s due to an error reporting the shares withheld to cover the Reporting Person's tax withholding liability on June 1, 2021. An amendment to the original Form 4 has been filed to correct the error.
F2 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2021.
F3 Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F4 Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.
F5 Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.