Alison Bauerlein - 01 Sep 2021 Form 4 Insider Report for Inogen Inc (INGN)

Role: EVP, Finance, & CFO
Signature: /s/ Alison Bauerlein
Issuer symbol: INGN
Transactions as of: 01 Sep 2021
Net transactions value: -$37,311
Form type: 4
Filing time: 03 Sep 2021, 18:39:52 UTC
Previous filing: 03 Aug 2021
Next filing: 03 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	INGN	Common Stock	Options Exercise	$0	+253	+7.2%	$0.000000	3,761	01 Sep 2021	Direct	F1
transaction	INGN	Common Stock	Options Exercise	$0	+546	+15%	$0.000000	4,307	01 Sep 2021	Direct	F1
transaction	INGN	Common Stock	Tax liability	$37,311	-616	-14%	$60.57	3,691	01 Sep 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	INGN	Restricted Stock Unit	Options Exercise	$0	-253	-100%	$0.000000^*	0	01 Sep 2021	Common Stock	253		Direct	F3, F4
transaction	INGN	Restricted Stock Unit	Options Exercise	$0	-546	-9.1%	$0.000000	5,461	01 Sep 2021	Common Stock	546		Direct	F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares beneficially owned are 271 shares less than the previously filed Form 4s due to an error reporting the shares withheld to cover the Reporting Person's tax withholding liability on June 1, 2021. An amendment to the original Form 4 has been filed to correct the error.
F2	The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2021.
F3	Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F4	Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.
F5	Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.