Alison Bauerlein - 15 Dec 2020 Form 4/A - Amendment Insider Report for Inogen Inc (INGN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4/A - Amendment
Accepted by SEC
03 Dec 2021, 17:10:25 UTC
Original report date
16 Dec 2020
Next SEC filing
03 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alison Bauerlein

Key filing fact

Alison Bauerlein filed Form 4/A - Amendment for Inogen Inc (INGN) on 03 Dec 2021.

Key facts

  • This page summarizes Alison Bauerlein's Form 4/A - Amendment filing for Inogen Inc (INGN).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Dec 2021, 17:10.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$204,881.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INGN transaction

Common Stock

Options Exercise

Transaction value
$144,627
Shares
+8,702
Change %
+27%
Price
$16.62
Shares after
41,172
Date
15 Dec 2020
Ownership
Direct
Footnotes
F1
INGN transaction

Common Stock

Sale

Transaction value
$175,464
Shares
-4,449
Change %
-11%
Price
$39.44
Shares after
36,723
Date
15 Dec 2020
Ownership
Direct
Footnotes
F2, F3, F4
INGN transaction

Common Stock

Sale

Transaction value
$76,960
Shares
-1,904
Change %
-5.2%
Price
$40.42
Shares after
34,819
Date
15 Dec 2020
Ownership
Direct
Footnotes
F2, F5, F6
INGN transaction

Common Stock

Sale

Transaction value
$97,084
Shares
-2,349
Change %
-6.7%
Price
$41.33
Shares after
32,470
Date
15 Dec 2020
Ownership
Direct
Footnotes
F2, F7, F8

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INGN transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-8,702
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Dec 2020
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,702
Exercise price
$16.62
Footnotes
F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Originally filed Form 4 reported 11,017.

Footnote F2

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

Footnote F3

Represents the weighted average share price of an aggregate total of 4,449 shares sold in the price range of $39.01 to $39.92 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F4

Originally filed Form 4 reported 6,568.

Footnote F5

Represents the weighted average share price of an aggregate total of 1,904 shares sold in the price range of $40.18 to $40.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F6

Originally filed Form 4 reported 4,664.

Footnote F7

Represents the weighted average share price of an aggregate total of 2,349 shares sold in the price range of $41.00 to $41.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F8

Originally filed Form 4 reported 2,315.

Footnote F9

Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is April 1, 2014. This option was fully vested as of April 1, 2018.

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