Alison Bauerlein - 01 Jun 2021 Form 4/A - Amendment Insider Report for Inogen Inc (INGN)

Role
EVP, Finance, & CFO
Signature
/s/ Alison Bauerlein
Issuer symbol
INGN
Transactions as of
01 Jun 2021
Net transactions value
-$37,049
Form type
4/A - Amendment
Filing time
03 Sep 2021, 18:38:28 UTC
Date Of Original Report
03 Jun 2021
Previous filing
03 Dec 2021
Next filing
29 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INGN Common Stock Options Exercise $0 +252 +7.6% $0.000000 3,576 01 Jun 2021 Direct
transaction INGN Common Stock Options Exercise $0 +546 +15% $0.000000 4,122 01 Jun 2021 Direct
transaction INGN Common Stock Tax liability $37,049 -614 -15% $60.34 3,508 01 Jun 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INGN Restricted Stock Unit Options Exercise $0 -252 -50% $0.000000 253 01 Jun 2021 Common Stock 252 Direct F4, F5
transaction INGN Restricted Stock Unit Options Exercise $0 -546 -8.3% $0.000000 6,007 01 Jun 2021 Common Stock 546 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on June 1, 2021.
F2 Originally filed Form 4 reported 343.
F3 Originally filed Form 4 reported 3,779.
F4 Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F5 Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.
F6 Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.