Key facts
- This page summarizes Luan Dang's Form 4 filing for Phunware, Inc. (PHUN).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 22 Nov 2022, 16:21.
Luan Dang - 18 Nov 2022 Form 4 Insider Report for Phunware, Inc. (PHUN)
- Reporting relationship
- Chief Technology Officer
- Issuer ticker
- PHUN
- Reported as of
- 18 Nov 2022
- Net transaction value
- -$5,925
- SEC form
- 4
- Accepted by SEC
- 22 Nov 2022, 16:21:19 UTC
- Prior SEC filing
- 14 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matt Aune, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Luan Dang filed Form 4 for Phunware, Inc. (PHUN) on 22 Nov 2022.
Change
- Previous filing in this sequence was filed on 14 Nov 2022.
- Current net transaction value: -$5,925.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PHUN
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +14,583
- Change %
- +0.92%
- Price
- $0.000000
- Shares after
- 1,605,320
- Date
- 18 Nov 2022
- Ownership
- Direct
PHUN
transaction
Common Stock
Tax liability
- Transaction value
- $5,925
- Shares
- -5,414
- Change %
- -0.34%
- Price
- $1.09
- Shares after
- 1,599,906
- Date
- 18 Nov 2022
- Ownership
- Direct
- Footnotes
- F1, F2
PHUN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 43,750
- Date
- 18 Nov 2022
- Ownership
- See footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PHUN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -14,583
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 14,583
- Date
- 18 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,583
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
Footnote F2
The shares were sold in multiple transactions with prices ranging from $1.0806 to $1.0948. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
Footnote F3
The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
Footnote F5
The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.