Andrew R. Allen - 01 Jul 2022 Form 4 Insider Report for Sierra Oncology, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Jul 2022, 16:38:35 UTC
Prior SEC filing
20 Apr 2022
Next SEC filing
19 Dec 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrew R. Allen; By: Mary Christina Thomson, Attorney-In-Fact

Key filing fact

Andrew R. Allen filed Form 4 for Sierra Oncology, Inc. on 01 Jul 2022.

Key facts

  • This page summarizes Andrew R. Allen's Form 4 filing for Sierra Oncology, Inc..
  • 6 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 01 Jul 2022, 16:38.

Change

  • Previous filing in this sequence was filed on 20 Apr 2022.
  • Current net transaction value: -$90,750.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SRRA transaction

Common Stock

Disposed to Issuer

Transaction value
$90,750
Shares
-1,650
Change %
-100%
Price
$55.00
Shares after
0
Date
01 Jul 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SRRA transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-750
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
750
Exercise price
$26.40
Footnotes
F1, F2
SRRA transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-1,250
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,250
Exercise price
$76.80
Footnotes
F3, F4
SRRA transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-625
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
625
Exercise price
$130.80
Footnotes
F4, F5
SRRA transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-12,030
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,030
Exercise price
$13.98
Footnotes
F2, F6
SRRA transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
$0
Shares
-6,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000
Exercise price
$18.11
Footnotes
F2, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Andrew R. Allen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

The option fully vested on July 11, 2020.

Footnote F2

Pursuant to the terms of the merger agreement between issuer, GlaxoSmithKline plc ("GSK") and a subsidiary of GSK and a subsidiary of GSK, this option was cancelled on the effective date of the merger in exchange for a cash payment equal to, on a per share basis, the offer price of $55.00 less the exercise price.

Footnote F3

The option fully vested on November 10, 2018.

Footnote F4

Pursuant to the terms of the merger agreement between issuer, GSK and a subsidiary of GSK, this option was cancelled on the effective date of the merger.

Footnote F5

The option fully vested on June 12, 2019.

Footnote F6

The option fully vested on June 9, 2021.

Footnote F7

The option fully vested on June 8, 2022.

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