Key facts
- This page summarizes Jeff D. Trom's Form 4 filing for WORKIVA INC (WK).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Sep 2022, 16:32.
Jeff D. Trom - 01 Sep 2022 Form 4 Insider Report for WORKIVA INC (WK)
- Reporting relationship
- Executive VP & CTO
- Issuer ticker
- WK
- Reported as of
- 01 Sep 2022
- Net transaction value
- -$92,771
- SEC form
- 4
- Accepted by SEC
- 06 Sep 2022, 16:32:26 UTC
- Prior SEC filing
- 07 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brandon E. Ziegler as attorney-in-fact for Jeffrey D. Trom
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Jeff D. Trom filed Form 4 for WORKIVA INC (WK) on 06 Sep 2022.
Change
- Previous filing in this sequence was filed on 07 Feb 2022.
- Current net transaction value: -$92,771.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WK
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -9,947
- Change %
- -3.3%
- Price
- $0.000000
- Shares after
- 292,336
- Date
- 10 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
WK
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- +9,947
- Change %
- +4.7%
- Price
- $0.000000
- Shares after
- 220,611
- Date
- 10 Feb 2022
- Ownership
- By revocable trust
- Footnotes
- F1
WK
transaction
Class A Common Stock
Tax liability
- Transaction value
- $92,771
- Shares
- -1,429
- Change %
- -0.49%
- Price
- $64.92
- Shares after
- 290,907
- Date
- 01 Sep 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WK
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 328,402
- Date
- 01 Sep 2022
- Ownership
- By revocable trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 328,402
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents a gift of securities by the reporting person to a revocable living trust.
Footnote F2
Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
Footnote F3
Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).