Key facts
- This page summarizes Bradford C. Koenig's Form 4 filing for Hercules Capital, Inc. (HTGC).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2022, 15:13.
Bradford C. Koenig - 17 Nov 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)
- Reporting relationship
- Director
- Issuer ticker
- HTGC
- Reported as of
- 17 Nov 2022
- Net transaction value
- +$3,852
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2022, 15:13:52 UTC
- Prior SEC filing
- 18 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ /Eileen Bagarella, Attorney-in-Fact for Bradford C. Koenig
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Bradford C. Koenig filed Form 4 for Hercules Capital, Inc. (HTGC) on 21 Nov 2022.
Change
- Previous filing in this sequence was filed on 18 Aug 2022.
- Current net transaction value: +$3,852.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTGC
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -125
- Change %
- -2%
- Price
- $0.000000
- Shares after
- 6,074
- Date
- 17 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
HTGC
transaction
Common Stock
Award
- Transaction value
- $1,912
- Shares
- +136
- Change %
- +2.2%
- Price
- $14.06
- Shares after
- 6,211
- Date
- 17 Nov 2022
- Ownership
- Direct
- Footnotes
- F2, F3
HTGC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +125
- Change %
- +0.46%
- Price
- $0.000000
- Shares after
- 27,136
- Date
- 17 Nov 2022
- Ownership
- By Trust
- Footnotes
- F1, F4
HTGC
transaction
Common Stock
Award
- Transaction value
- $1,940
- Shares
- +138
- Change %
- +0.51%
- Price
- $14.06
- Shares after
- 27,273
- Date
- 17 Nov 2022
- Ownership
- By Trust
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Shares previously reported as directly owned are now being reported as indirectly owned.
Footnote F2
Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
Footnote F3
Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.
Footnote F4
Held by the Koenig Family 1994 Trust