Key facts
- This page summarizes Melanie Grace's Form 4 filing for Hercules Capital, Inc. (HTGC).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Aug 2021, 16:45.
Melanie Grace - 18 Aug 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)
- Reporting relationship
- General Counsel & CCO
- Issuer ticker
- HTGC
- Reported as of
- 18 Aug 2021
- Net transaction value
- +$7,879
- SEC form
- 4
- Accepted by SEC
- 20 Aug 2021, 16:45:51 UTC
- Prior SEC filing
- 03 Aug 2021
- Next SEC filing
- 27 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ /Melanie Grace
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Melanie Grace filed Form 4 for Hercules Capital, Inc. (HTGC) on 20 Aug 2021.
Change
- Previous filing in this sequence was filed on 03 Aug 2021.
- Current net transaction value: +$7,879.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTGC
transaction
Restricted Stock Units
Award
- Transaction value
- $8,235
- Shares
- +485
- Change %
- +2.4%
- Price
- $16.98
- Shares after
- 21,098
- Date
- 18 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
HTGC
transaction
Restricted Stock Units
Disposed to Issuer
- Transaction value
- $1,087
- Shares
- -64
- Change %
- -0.3%
- Price
- $16.98
- Shares after
- 21,034
- Date
- 18 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
HTGC
transaction
Common Stock
Award
- Transaction value
- $1,087
- Shares
- +64
- Change %
- +0.1%
- Price
- $16.98
- Shares after
- 66,127
- Date
- 18 Aug 2021
- Ownership
- Direct
- Footnotes
- F3
HTGC
transaction
Common Stock
Tax liability
- Transaction value
- $357
- Shares
- -21
- Change %
- -0.03%
- Price
- $16.98
- Shares after
- 66,106
- Date
- 18 Aug 2021
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents dividend equivalent shares received on August 18, 2021.
Footnote F2
Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021.
Footnote F3
Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021.
Footnote F4
Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021.