Doreen Woo Ho - 02 Aug 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 02 Aug 2021
Net transaction value: +$69,987
SEC form: 4
Accepted by SEC: 02 Aug 2021, 17:45:33 UTC
Source filing: View source filing
Reporting owner signature: /s/ /Melanie Grace, Attorney-in-Fact for Doreen Woo Ho

Key filing fact

Doreen Woo Ho filed Form 4 for Hercules Capital, Inc. (HTGC) on 02 Aug 2021.

Key facts

This page summarizes Doreen Woo Ho's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Aug 2021, 17:45.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$69,987.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Award

Transaction value: $69,987
Shares: +4,013
Change %: +17%
Price: $17.44
Shares after: 27,201
Date: 02 Aug 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.