Key facts
- This page summarizes Sandra G. Sponem's Form 4 filing for Guggenheim Active Allocation Fund (GUG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 09 Jun 2022, 14:07.
Sandra G. Sponem - 09 Jun 2022 Form 4 Insider Report for Guggenheim Active Allocation Fund (GUG)
- Reporting relationship
- Director, TRUSTEE
- Issuer ticker
- GUG
- Reported as of
- 09 Jun 2022
- Net transaction value
- +$15,040
- SEC form
- 4
- Accepted by SEC
- 09 Jun 2022, 14:07:25 UTC
- Prior SEC filing
- 24 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sandra G. Sponem, by Mark E. Mathiasen Pursuant to a Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sandra G. Sponem filed Form 4 for Guggenheim Active Allocation Fund (GUG) on 09 Jun 2022.
Change
- Previous filing in this sequence was filed on 24 Nov 2021.
- Current net transaction value: +$15,040.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUG
transaction
Common Stock
Purchase
- Transaction value
- $15,040
- Shares
- +1,000
- Change %
- Price
- $15.04
- Shares after
- 1,000
- Date
- 09 Jun 2022
- Ownership
- Direct
* marks a reported price that did not pass the local price check.