NeoTribe Partners I, LLC - 24 Aug 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Reporting relationship: 10%+ Owner
Issuer ticker: HLGN
Reported as of: 24 Aug 2022
Net transaction value: -$630,356
SEC form: 4
Accepted by SEC: 26 Aug 2022, 20:02:02 UTC
Prior SEC filing: 24 Aug 2022
Source filing: View source filing
Reporting owner signature: NeoTribe Partners I, LLC, by: /s/ Krishna Kolluri, Managing Member

Key filing fact

NeoTribe Partners I, LLC filed Form 4 for Heliogen, Inc. (HLGN) on 26 Aug 2022.

Key facts

This page summarizes NeoTribe Partners I, LLC's Form 4 filing for Heliogen, Inc. (HLGN).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 26 Aug 2022, 20:02.

Change

Previous filing in this sequence was filed on 24 Aug 2022.
Current net transaction value: -$630,356.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLGN transaction

Common Stock

Sale

Transaction value: $340,259
Shares: -133,299
Change %: -0.73%
Price: $2.55
Shares after: 18,193,084
Date: 24 Aug 2022
Ownership: See footnote
Footnotes: F1, F2

HLGN transaction

Common Stock

Sale

Transaction value: $13,697
Shares: -5,366
Change %: -0.73%
Price: $2.55
Shares after: 733,255
Date: 24 Aug 2022
Ownership: See footnote
Footnotes: F1, F3

HLGN transaction

Common Stock

Sale

Transaction value: $265,705
Shares: -106,958
Change %: -0.59%
Price: $2.48
Shares after: 18,086,126
Date: 25 Aug 2022
Ownership: See footnote
Footnotes: F2, F4

HLGN transaction

Common Stock

Sale

Transaction value: $10,694
Shares: -4,305
Change %: -0.59%
Price: $2.48
Shares after: 728,950
Date: 25 Aug 2022
Ownership: See footnote
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

NeoTribe Partners I, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.38 to $2.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F2

Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.

Footnote F3

Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.

Footnote F4

Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.62. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.