Key facts
- This page summarizes James C. Gouin's Form 4 filing for Exterran Corp.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Oct 2022, 20:02.
James C. Gouin - 13 Oct 2022 Form 4 Insider Report for Exterran Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 13 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 13 Oct 2022, 20:02:25 UTC
- Prior SEC filing
- 04 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kelly M. Battle, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James C. Gouin filed Form 4 for Exterran Corp on 13 Oct 2022.
Change
- Previous filing in this sequence was filed on 04 Jan 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EXTN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -29,038
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EXTN
transaction
Derivative
Phantom Units
Disposed to Issuer
- Transaction value
- $0
- Shares
- -25,827
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,827
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James C. Gouin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
On January 24, 2022, the Company, Enerflex Ltd., a Canadian corporation ("Sucessor"), and Enerflex US Holdings Inc., a Delaware corporation and a direct wholly-owned subsidiary of Successor entered into a definitive Agreement and Plan of Merger ("Merger Agreement"). Subject to the terms and conditions of the Merger Agreement, each share of common stock of the Company was converted into the right to receive 1.021 Successor common shares.
Footnote F2
Exterran Corporation (the "Company") made a grant of phantom units under the 2020 Omnibus Incentive Plan (the "Plan") representing payment to the reporting person of retainer and meeting fees. The phantom units become payable in shares of common stock (or cash in lieu of any fractional shares) within 30 days following (i) a deferral date selected by the reporting person, (ii) the reporting person's Separation from Service (as defined in the Plan) for any reason or (iii) the date of a Change of Control (as defined in the Plan) of the Company.