James C. Gouin - Jan 2, 2022 Form 4 Insider Report for Exterran Corp (EXTN)

Role
Director
Signature
/s/ Kelly M. Battle,Attorney-in-Fact
Stock symbol
EXTN
Transactions as of
Jan 2, 2022
Transactions value $
-$77,943
Form type
4
Date filed
1/4/2022, 08:13 PM
Next filing
Oct 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXTN Common Stock Options Exercise $0 +17.2K +93.38% $0.00 35.6K Jan 2, 2022 Direct F1
transaction EXTN Common Stock Tax liability -$21.5K -6.57K -18.45% $3.28 29K Jan 2, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXTN Phantom Units Options Exercise -$56.4K -17.2K -39.97% $3.28 25.8K Jan 2, 2022 Common Stock 17.2K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the settlement of phantom units for shares of common stock. Each phantom unit is the economic equivalent of one share of common stock. The phantom units became payable in shares of common stock (or cash in lieu of any fractional shares) on the deferral dated selected by the reporting person.
F2 Issuer withheld shares to satisfy the tax withholding obligations associated with the settlement of phantom units for shares of common stock.