Joel F. Dube - 10 Sep 2021 Form 4 Insider Report for VAPOTHERM INC

Reporting relationship: Chief Accounting Officer
Issuer ticker: N/A
Reported as of: 10 Sep 2021
Net transaction value: -$16,803
SEC form: 4
Accepted by SEC: 13 Sep 2021, 16:25:13 UTC
Prior SEC filing: 12 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ Adrain Bryant, as Attorney In Fact

Key filing fact

Joel F. Dube filed Form 4 for VAPOTHERM INC on 13 Sep 2021.

Key facts

This page summarizes Joel F. Dube's Form 4 filing for VAPOTHERM INC.
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 13 Sep 2021, 16:25.

Change

Previous filing in this sequence was filed on 12 Aug 2021.
Current net transaction value: -$16,803.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VAPO transaction

Common Stock

Options Exercise

Transaction value: $5,059
Shares: +416
Change %: +10%
Price: $12.16
Shares after: 4,516
Date: 10 Sep 2021
Ownership: Direct
Footnotes: F1

VAPO transaction

Common Stock

Options Exercise

Transaction value: $7,122
Shares: +580
Change %: +13%
Price: $12.28
Shares after: 5,096
Date: 10 Sep 2021
Ownership: Direct
Footnotes: F1

VAPO transaction

Common Stock

Sale

Transaction value: $28,984
Shares: -996
Change %: -20%
Price: $29.10
Shares after: 4,100
Date: 10 Sep 2021
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VAPO transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -416
Change %: -8.3%
Price: $0.000000
Shares after: 4,584
Date: 10 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 416
Exercise price: $12.16
Footnotes: F2

VAPO transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -580
Change %: -8.3%
Price: $0.000000
Shares after: 6,420
Date: 10 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 580
Exercise price: $12.28
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes 4,100 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

Footnote F2

This option is eligible to vest as to 25% of the underlying shares on January 1, 2021, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, provided that the Reporting Person continues to serve as an employee or other service provider to the Issuer on each vesting date and otherwise subject to the Company's applicable equity incentive plan.

Footnote F3

This option is eligible to vest as to 25% of the underlying shares on December 2, 2020, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, provided that the Reporting Person continues to serve as an employee or other service provider to the Issuer on each vesting date and otherwise subject to the Company's applicable equity incentive plan.